Helpful Client Documents

• Introduction Letter
• DCC Brochure (Steve)
• DCC Brochure (Jarrod)
• Products and Services
• Life's Transitions
• 401k Sample Plan Costs
• 401k Plan Services

Company Documents

• Business Continuity Plan
• Disclosure Statement
• ADV II
• ADV Part 2B
• Privacy Notice
• Terms of Use (copyright)

Informational Links

• Pershing NetExchangeClient
  www.netxclient.com
   
• Online Brokerage Safety
  www.sec.gov/investor/pubs/onlinebrokerage
   
• FINRA
  www.finra.org
   
• MSRB
  www.msrb.org
   
• SIPC
  www.sipc.org