Customer Support

     New Client Checklist

• Introduction Letter
• DCC Brochure
• Begin your journey

Company Documents

• Business Continuity Plan
• Disclosure Statement
• ADV II

Legal Statements

• Privacy Notice
• Terms of Use (copyright)
• Disclosure Statement
• ADV II

Informational Links

• Pershing NetExchangeClient
  www.netxclient.com
   
• Online Brokerage Safety
  www.sec.gov/investor/pubs/onlinebrokerage
   
• FINRA
  www.finra.org
   
• MSRB
  www.msrb.org
   
• SIPC
  www.sipc.org